FINRA SANCTIONS TRANSAMERICA FINANCIAL ADVISORS

FINRA announces Transamerica Financial Advisors, Inc. has agreed to pay approximately $4.4 million in restitution to approximately 2,400 customers for failing to supervise its registered representatives’ recommendations of three different products – variable annuities, mutual funds, and 529 plans.

Further details are available here.

Photo Credit: Pixabay

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